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Deal Structure

Earnout

A deal structure where part of the purchase price is contingent on the business hitting defined performance targets after the sale closes.

What is an Earnout?

An earnout is a performance-based payment. Instead of paying the full agreed price at closing, the buyer pays an additional amount — the earnout — if the business hits specified financial or operational targets after the sale.

Example: A business sells for $3M base price + up to $1M earnout if revenue exceeds $2M in each of the next two years post-close.

Why Earnouts Exist

Earnouts bridge valuation gaps between buyers and sellers. When a seller believes the business will keep growing but the buyer isn't willing to pay for future performance upfront, an earnout lets them share the risk.

Common situations where earnouts appear:

  • Business has high growth that hasn't proven sustainable yet
  • Business is heavily dependent on the owner (buyer wants to see the transition succeed)
  • Buyer and seller disagree on future growth projections
  • Revenue concentration in a few customers with renewal uncertainty

The Problem With Earnouts

Earnouts are the most contentious clause in M&A deals. After closing, the buyer controls the business. If they:

  • Cut marketing spend
  • Change pricing
  • Deprioritize the acquired business in favor of other products
  • Move the business into a different reporting structure

...the seller may not hit their targets through no fault of their own.

The rule of thumb: Cash at close beats earnout every time. A lower guaranteed price is often worth more than a higher price with a large earnout.

How to Protect Yourself in an Earnout

If you must accept an earnout:

  • Define the metric precisely (net revenue, EBITDA, specific product revenue)
  • Set an accounting methodology in writing
  • Require the buyer to maintain the business's operating structure
  • Cap the buyer's ability to cut investment in the business
  • Get a personal guarantee from the buyer if possible
  • Include an acceleration clause if the buyer sells the business before the earnout period ends

Earnout vs. Seller Note

A seller note is a fixed debt obligation — the buyer owes the money regardless of performance. An earnout is contingent — you only get paid if targets are hit. From a seller's perspective, a seller note is generally safer.

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